Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Douglas Bruce Clark | 823921 | 5 | 02/20/1981 | Customer Dispute | Settled | $45,000.00 | $0.00 | See FINRA Report |
| Ronald Albin Everson | 203326 | 2 | 02/01/1981 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Felix Roman Park | 356437 | 11 | 01/01/1981 | Customer Dispute | Settled | $5,000,000.00 | $0.00 | See FINRA Report |
| Samuel Charles Bradshaw | 28400 | 1 | 01/01/1981 | Customer Dispute | Settled | $5,000,000.00 | $0.00 | See FINRA Report |
| Douglas Andrew Sharon | 728393 | 4 | 01/01/1981 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Roger Berry Smith | 428859 | 7 | 01/01/1981 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Roger Berry Smith | 428859 | 7 | 01/01/1981 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Roger Berry Smith | 428859 | 7 | 01/01/1981 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Richard Wilson Hartnett | 238990 | 9 | 01/01/1981 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Stephen Clay Holmes | 824098 | 3 | 01/01/1981 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |