Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Edmund Colwell McNeil | 1112322 | 3 | 01/10/1982 | Customer Dispute | Settled | $35,000.00 | $0.00 | See FINRA Report |
| Haynes Lentz Kendall | 1274737 | 3 | 01/01/1982 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Daniel Joseph Ghinazzi | 815505 | 1 | 01/01/1982 | Customer Dispute | Settled | $70,000.00 | $0.00 | See FINRA Report |
| John Rockwell Allen | 3381 | 1 | 01/01/1982 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Everette Maurice Hardee | 844702 | 5 | 01/01/1982 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Maureen Ignatia Berry | 834117 | 26 | 01/01/1982 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Anthony Conti | 52743 | 4 | 01/01/1982 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |
| Henry Carson Norman | 349133 | 2 | 01/01/1982 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| David Arthur Royal | 1915154 | 8 | 01/01/1982 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Daniel John Nichols | 1652753 | 1 | 12/21/1981 | Customer Dispute | Settled | $19,107.00 | $0.00 | See FINRA Report |