Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Dale Underhill | 451585 | 2 | 04/20/1982 | Customer Dispute | Settled | $15,000.00 | $0.00 | See FINRA Report |
| Raymond Anthony Everding | 702712 | 1 | 04/01/1982 | Customer Dispute | Settled | $35,000.00 | $0.00 | See FINRA Report |
| Robert William Kuech | 874818 | 2 | 03/24/1982 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| William Robert Hambrecht | 234793 | 4 | 03/16/1982 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Terry Lee Haggerty | 728634 | 11 | 03/15/1982 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |
| Arthur Obermeier | 350245 | 4 | 03/08/1982 | Customer Dispute | Settled | $38,724.00 | $0.00 | See FINRA Report |
| Ronny Lynn Knight | 272435 | 3 | 03/01/1982 | Customer Dispute | Settled | $74,805.00 | $0.00 | See FINRA Report |
| Theodorus Burger | 828390 | 7 | 03/01/1982 | Customer Dispute | Settled | $85,000.00 | $0.00 | See FINRA Report |
| Ronald Stephen Polanski | 809755 | 3 | 02/19/1982 | Customer Dispute | Settled | $13,000.00 | $0.00 | See FINRA Report |
| Thomas Herman Moore | 339328 | 2 | 02/03/1982 | Customer Dispute | Settled | $18,000.00 | $0.00 | See FINRA Report |