Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Douglas P Clark | 47468 | 7 | 06/28/1982 | Customer Dispute | Settled | $12,000.00 | $0.00 | See FINRA Report |
| Ronald Leroy Thatcher | 444633 | 2 | 06/24/1982 | Customer Dispute | Settled | $74,000.00 | $0.00 | See FINRA Report |
| Mortimer Joel Altshuler | 4134 | 7 | 06/14/1982 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Philip Anthony Riposo | 400056 | 16 | 06/01/1982 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| John Daniel Brinker | 30700 | 3 | 06/01/1982 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |
| John Tyler Sangston | 410563 | 7 | 06/01/1982 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Edward Anthony Fausti | 205163 | 5 | 06/01/1982 | Customer Dispute | Settled | $68,000.00 | $0.00 | See FINRA Report |
| John Arthur Kuhlman, Jr | 859650 | 3 | 05/01/1982 | Customer Dispute | Settled | $43,000.00 | $0.00 | See FINRA Report |
| James Peter Kaffen | 841929 | 1 | 05/01/1982 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Douglas Jay Robbins | 400635 | 1 | 04/26/1982 | Customer Dispute | Settled | $13,500,000.00 | $0.00 | See FINRA Report |