Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Steven Edward Egan | 827876 | 1 | 07/26/1982 | Customer Dispute | Settled | $54,687.50 | $0.00 | See FINRA Report |
| Edward Melvyn Tannenbaum | 442430 | 2 | 07/23/1982 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Kenneth George Catanella | 43254 | 15 | 07/22/1982 | Customer Dispute | Settled | $550,000.00 | $0.00 | See FINRA Report |
| Fred Berens | 18877 | 7 | 07/09/1982 | Customer Dispute | Settled | $2,012,290.00 | $0.00 | See FINRA Report |
| Philip Girard Nichols | 869236 | 1 | 07/02/1982 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Anne Lane Davidson | 728189 | 8 | 07/01/1982 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |
| Mark Fletcher Blalock | 841967 | 10 | 07/01/1982 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Douglas P Clark | 47468 | 7 | 06/28/1982 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Douglas P Clark | 47468 | 7 | 06/28/1982 | Customer Dispute | Settled | $12,000.00 | $0.00 | See FINRA Report |
| Douglas P Clark | 47468 | 7 | 06/28/1982 | Customer Dispute | Settled | $16,000.00 | $0.00 | See FINRA Report |