Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Albert F Schreck | 719389 | 2 | 12/07/1982 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Thomas W Alison | 3005 | 35 | 12/04/1982 | Customer Dispute | Settled | $87,000.00 | $0.00 | See FINRA Report |
| Tom Earl Barnes | 819261 | 2 | 11/29/1982 | Customer Dispute | Settled | $176,000.00 | $0.00 | See FINRA Report |
| Kenneth George Catanella | 43254 | 15 | 11/27/1982 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Marion P Porter Brawley | 856366 | 8 | 11/01/1982 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Marion P Porter Brawley | 856366 | 8 | 11/01/1982 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Charles Alan Blatz | 706158 | 6 | 11/01/1982 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Alan Lester Sachs | 822368 | 3 | 09/24/1982 | Customer Dispute | Settled | $1,914,800.00 | $0.00 | See FINRA Report |
| Emmanuel D Agorastos | 1823 | 6 | 09/23/1982 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| Morris Thomas Hudson | 252162 | 2 | 09/17/1982 | Customer Dispute | Settled | $92,862.20 | $0.00 | See FINRA Report |