Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Larry Michael Phillips | 362671 | 8 | 01/01/1983 | Customer Dispute | Settled | $70,000.00 | $0.00 | See FINRA Report |
| Robert Matthew Kreifels | 817558 | 1 | 01/01/1983 | Customer Dispute | Settled | $14,000.00 | $0.00 | See FINRA Report |
| Fredrick Thomas Wollman | 719555 | 5 | 01/01/1983 | Customer Dispute | Settled | $125,000.00 | $0.00 | See FINRA Report |
| Zenas Norman Gurley | 232175 | 2 | 01/01/1983 | Customer Dispute | Settled | $3,300,000.00 | $0.00 | See FINRA Report |
| Russell Sneed Eaves | 704004 | 2 | 01/01/1983 | Customer Dispute | Settled | $112,200.00 | $0.00 | See FINRA Report |
| Lyle Eils Bonn | 717880 | 1 | 01/01/1983 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Todd Laverne Clendening | 728543 | 2 | 01/01/1983 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Judith Carole King | 1023755 | 1 | 01/01/1983 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Lawrence Kinnaird Henshaw | 243450 | 1 | 12/13/1982 | Customer Dispute | Settled | $13,000.00 | $0.00 | See FINRA Report |
| Charles Paul Lazzaro | 304489 | 9 | 12/10/1982 | Customer Dispute | Settled | $2,000,000.00 | $0.00 | See FINRA Report |