Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Clyde Dennis Wiggins | 720157 | 4 | 06/01/1983 | Customer Dispute | Settled | $33,000.00 | $0.00 | See FINRA Report |
| Marla Noel Harvey-Guin | 1186598 | 3 | 06/01/1983 | Customer Dispute | Settled | $12,500.00 | $0.00 | See FINRA Report |
| Michael Joseph Stafford | 433163 | 9 | 05/27/1983 | Customer Dispute | Settled | $4,500,000.00 | $0.00 | See FINRA Report |
| Charles Wayne Shaeffer | 419498 | 7 | 05/27/1983 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Ira Gansler | 217393 | 6 | 05/27/1983 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Uri Zarif | 717502 | 2 | 05/12/1983 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| David John Williams | 1058743 | 1 | 05/10/1983 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Steuart Adair Evans | 203111 | 2 | 05/06/1983 | Customer Dispute | Settled | $89,979.00 | $0.00 | See FINRA Report |
| Michael Eugene Russell | 1052130 | 2 | 05/02/1983 | Customer Dispute | Settled | $75,000.00 | $0.00 | See FINRA Report |
| Ronald Joseph Lukasik | 844846 | 5 | 05/01/1983 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |