Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Charles Wayne Shaeffer | 419498 | 7 | 12/21/1983 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Ira Gansler | 217393 | 6 | 12/21/1983 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jerry Wolf Czin | 59661 | 7 | 12/08/1983 | Customer Dispute | Settled | $120,000.00 | $0.00 | See FINRA Report |
| Michael Joseph Stafford | 433163 | 9 | 12/07/1983 | Customer Dispute | Settled | $2,080,000.00 | $0.00 | See FINRA Report |
| Dan Alan Camphausen | 39460 | 10 | 12/03/1983 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Joanne Cochran Pheil-Hawkins | 1073784 | 3 | 12/01/1983 | Customer Dispute | Settled | $55,491.00 | $0.00 | See FINRA Report |
| Thomas Paul Anderson | 1887172 | 1 | 11/28/1983 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| John Bernard Kelly | 1114573 | 4 | 11/01/1983 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Donald Eugene Newsholme | 1182213 | 1 | 10/18/1983 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Dickson Livermore Barnhart | 13074 | 3 | 10/01/1983 | Customer Dispute | Settled | $420,000.00 | $0.00 | See FINRA Report |