Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Roland W Killcreas | 1045796 | 4 | 01/30/1984 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| John Francis Newsholme | 1182756 | 5 | 01/16/1984 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael Joseph Stafford | 433163 | 9 | 01/13/1984 | Customer Dispute | Settled | $535,000.00 | $0.00 | See FINRA Report |
| Charles Wayne Shaeffer | 419498 | 7 | 01/13/1984 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Ira Gansler | 217393 | 6 | 01/13/1984 | Customer Dispute | Settled | $45,000.00 | $0.00 | See FINRA Report |
| Michael Joseph Stafford | 433163 | 9 | 01/09/1984 | Customer Dispute | Settled | $975,000.00 | $0.00 | See FINRA Report |
| Charles Wayne Shaeffer | 419498 | 7 | 01/09/1984 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Ira Gansler | 217393 | 6 | 01/09/1984 | Customer Dispute | Settled | $75,000.00 | $0.00 | See FINRA Report |
| James Montgomery Dula | 868936 | 1 | 01/01/1984 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Donald Lee Davis | 1044360 | 4 | 01/01/1984 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |