Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Rotstan | 824624 | 2 | 05/25/1984 | Customer Dispute | Settled | $85,000.00 | $0.00 | See FINRA Report |
| John Garabedian | 217457 | 2 | 05/23/1984 | Customer Dispute | Settled | $32,370.00 | $0.00 | See FINRA Report |
| Maryann A McNulty | 858949 | 2 | 05/11/1984 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Charles Alan Blatz | 706158 | 6 | 05/01/1984 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael Alan Biedny | 867868 | 5 | 04/10/1984 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |
| Christopher Dane Mahoney | 844399 | 3 | 04/01/1984 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Thomas Lee Ledbetter | 1612347 | 7 | 04/01/1984 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael Joseph Stafford | 433163 | 9 | 03/30/1984 | Customer Dispute | Settled | $595,000.00 | $0.00 | See FINRA Report |
| Patrick Spooner | 432459 | 4 | 03/21/1984 | Customer Dispute | Settled | $47,500.00 | $0.00 | See FINRA Report |
| Edward Donald Foy | 719148 | 1 | 03/17/1984 | Customer Dispute | Settled | $16,104.30 | $0.00 | See FINRA Report |