Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Craig Allison Hammond | 713873 | 2 | 09/19/1984 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Peter Ruloff Schanck | 412565 | 8 | 09/12/1984 | Customer Dispute | Settled | $470,000.00 | $0.00 | See FINRA Report |
| William Lawrence Taylor | 443572 | 6 | 09/10/1984 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Kenneth Joseph Jilek | 705179 | 1 | 09/07/1984 | Customer Dispute | Settled | $22,500.00 | $0.00 | See FINRA Report |
| Ronald Joe Auer | 839913 | 3 | 09/01/1984 | Customer Dispute | Settled | $12,000.00 | $0.00 | See FINRA Report |
| Richard Irving Matoff | 322918 | 5 | 09/01/1984 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Morton Allen Glazer | 222908 | 3 | 08/31/1984 | Customer Dispute | Settled | $108,000.00 | $0.00 | See FINRA Report |
| Kenneth George Catanella | 43254 | 15 | 08/31/1984 | Customer Dispute | Settled | $190,000.00 | $0.00 | See FINRA Report |
| Sanford Barry Venitt | 1014412 | 8 | 08/14/1984 | Customer Dispute | Settled | $75,000.00 | $0.00 | See FINRA Report |
| Herbert John Gee | 219221 | 11 | 08/14/1984 | Customer Dispute | Settled | $11,350.00 | $0.00 | See FINRA Report |