Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Howard Pulver | 1049854 | 2 | 11/06/1984 | Customer Dispute | Settled | $120,000.00 | $0.00 | See FINRA Report |
| Don Merwyn Hosack | 721604 | 2 | 11/05/1984 | Customer Dispute | Settled | $18,000.00 | $0.00 | See FINRA Report |
| Ronald Wayne Meyer | 1041337 | 7 | 11/02/1984 | Customer Dispute | Settled | $7,000.00 | $0.00 | See FINRA Report |
| Norman Douglas Perreault | 360464 | 3 | 11/01/1984 | Customer Dispute | Settled | $1,700,000.00 | $0.00 | See FINRA Report |
| William Edgar Tienken | 1062985 | 1 | 11/01/1984 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Steven Dale Rodemer | 830561 | 6 | 10/28/1984 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Mark Emerson Matthews | 1069430 | 2 | 10/23/1984 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Brian James Kerwin | 717192 | 1 | 10/18/1984 | Customer Dispute | Settled | $57,000.00 | $0.00 | See FINRA Report |
| Kenneth Henry Williams | 867975 | 4 | 10/03/1984 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Kenneth Henry Williams | 867975 | 4 | 10/03/1984 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |