Potomac Analytics' Logo

FINRA Broker Disclosures

Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.

Search by Name, CRD, Disclosures, or Damages:

Filter by:

Sort by:

Displaying 58,321-58,330 out of 58,847 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Ronald Suttle McGrath328007109/01/1985Customer DisputeSettled$100,000.00$0.00See FINRA Report
Ronald Hisao Kikawa830227508/22/1985Customer DisputeSettled$79,190.00$0.00See FINRA Report
Martin Allen Mersky332520108/21/1985Customer DisputeSettled$0.00$0.00See FINRA Report
Hershell Paige Scarborough840791108/19/1985Customer DisputeSettled$0.00$0.00See FINRA Report
Fred Francis Liebau10494531208/14/1985Customer DisputeSettled$10,000.00$0.00See FINRA Report
Arlon Ray Enmeier1000999408/12/1985Customer DisputeSettled$600,000.00$0.00See FINRA Report
Craig William Hubler1194371108/12/1985Customer DisputeSettled$5,000.00$0.00See FINRA Report
George William Scritchfield843388408/10/1985Customer DisputeSettled$70,000.00$0.00See FINRA Report
Terry Lee Albin2437308/09/1985Customer DisputeSettled$0.00$0.00See FINRA Report
Russell Andrew Labrasca829080208/02/1985Customer DisputeSettled$50,000.00$0.00See FINRA Report

58,847 Results

Display: