Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Ronald Suttle McGrath | 328007 | 1 | 09/01/1985 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
Ronald Hisao Kikawa | 830227 | 5 | 08/22/1985 | Customer Dispute | Settled | $79,190.00 | $0.00 | See FINRA Report |
Martin Allen Mersky | 332520 | 1 | 08/21/1985 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Hershell Paige Scarborough | 840791 | 1 | 08/19/1985 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Fred Francis Liebau | 1049453 | 12 | 08/14/1985 | Customer Dispute | Settled | $10,000.00 | $0.00 | See FINRA Report |
Arlon Ray Enmeier | 1000999 | 4 | 08/12/1985 | Customer Dispute | Settled | $600,000.00 | $0.00 | See FINRA Report |
Craig William Hubler | 1194371 | 1 | 08/12/1985 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
George William Scritchfield | 843388 | 4 | 08/10/1985 | Customer Dispute | Settled | $70,000.00 | $0.00 | See FINRA Report |
Terry Lee Albin | 2437 | 3 | 08/09/1985 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Russell Andrew Labrasca | 829080 | 2 | 08/02/1985 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |