Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Frederico Montes | 835488 | 4 | 11/01/1985 | Customer Dispute | Settled | $19,655.00 | $0.00 | See FINRA Report |
| Sanford Barry Venitt | 1014412 | 8 | 11/01/1985 | Customer Dispute | Settled | $1,180,000.00 | $0.00 | See FINRA Report |
| Jose Joaquin Rodriguez-Villalobos | 1170207 | 4 | 11/01/1985 | Customer Dispute | Settled | $66,000.00 | $0.00 | See FINRA Report |
| David Paul Scott | 812781 | 4 | 11/01/1985 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Norman Hale Blake | 873703 | 5 | 11/01/1985 | Customer Dispute | Settled | $143,000.00 | $0.00 | See FINRA Report |
| John Thomas Mynatt | 344309 | 5 | 10/24/1985 | Customer Dispute | Settled | $1,566,600.00 | $0.00 | See FINRA Report |
| Mark Dennis Wetterholm | 1301632 | 1 | 10/15/1985 | Customer Dispute | Settled | $35,000.00 | $0.00 | See FINRA Report |
| James Evan Hulburd | 1111970 | 1 | 10/11/1985 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Mark Clarence Carlson | 1024633 | 9 | 10/09/1985 | Customer Dispute | Settled | $46,000.00 | $0.00 | See FINRA Report |
| Jeffrey Michael Daft | 830201 | 6 | 10/08/1985 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |