Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Paul L Kimberling | 712446 | 1 | 12/01/1985 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Jerry Wolf Czin | 59661 | 7 | 12/01/1985 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |
| Ronald Alan Kahn | 1701384 | 3 | 12/01/1985 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Ronald Alan Kahn | 1701384 | 3 | 12/01/1985 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Joseph M Grunfeld | 702415 | 2 | 11/21/1985 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Charles Arthur Casey | 709047 | 13 | 11/15/1985 | Customer Dispute | Settled | $8,031.89 | $0.00 | See FINRA Report |
| Sandra Lee White | 805113 | 3 | 11/08/1985 | Customer Dispute | Settled | $465,970.00 | $0.00 | See FINRA Report |
| Alan Ken Flake | 209342 | 6 | 11/08/1985 | Customer Dispute | Settled | $465,970.00 | $0.00 | See FINRA Report |
| Michael Forman Sheets | 734238 | 3 | 11/08/1985 | Customer Dispute | Settled | $275,838.00 | $0.00 | See FINRA Report |
| Barry Williamson Spencer | 719954 | 2 | 11/05/1985 | Customer Dispute | Settled | $200,446.00 | $0.00 | See FINRA Report |