Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Sheldon Harlan Schumaker | 1647705 | 6 | 12/12/1985 | Customer Dispute | Settled | $41,000.00 | $0.00 | See FINRA Report |
| Reginald Jackson | 1188872 | 1 | 12/06/1985 | Customer Dispute | Settled | $27,000.00 | $0.00 | See FINRA Report |
| David Lane Bernard | 803974 | 2 | 12/02/1985 | Customer Dispute | Settled | $127,516.00 | $0.00 | See FINRA Report |
| Paul Wescoe Smith | 1070735 | 22 | 12/02/1985 | Customer Dispute | Settled | $62,000.00 | $0.00 | See FINRA Report |
| James Frederick Brennan | 821647 | 17 | 12/01/1985 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| James Frederick Brennan | 821647 | 17 | 12/01/1985 | Customer Dispute | Settled | $95,000.00 | $0.00 | See FINRA Report |
| L Marc Shegoski | 726591 | 1 | 12/01/1985 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Richard William Goulooze | 1084648 | 8 | 12/01/1985 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Richard William Goulooze | 1084648 | 8 | 12/01/1985 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Norman Martin Fishbein | 208493 | 3 | 12/01/1985 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |