Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Bryan Everett Juergens Anderson | 4521033 | 2 | 06/17/2024 | Customer Dispute | Settled | $11,625.90 | $0.00 | See FINRA Report |
| Yan Sun | 5497831 | 1 | 06/13/2024 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Anthony Thomas Pace | 2115209 | 4 | 06/12/2024 | Customer Dispute | Settled | $83,799.00 | $0.00 | See FINRA Report |
| Randall Earl McGill | 1309727 | 3 | 06/12/2024 | Customer Dispute | Settled | $57,000.00 | $0.00 | See FINRA Report |
| Gihan Anil Fernando | 4469669 | 62 | 06/08/2024 | Customer Dispute | Settled | $47,000.00 | $0.00 | See FINRA Report |
| Kevin Gerard O'Callahan | 7320705 | 1 | 06/07/2024 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| William Stanley Campbell | 2947652 | 1 | 06/07/2024 | Customer Dispute | Settled | $39,000.00 | $0.00 | See FINRA Report |
| Frank Samuel Walter | 5685573 | 1 | 06/06/2024 | Customer Dispute | Settled | $24,000.00 | $0.00 | See FINRA Report |
| Robert Dewell Anderson | 5340479 | 1 | 06/06/2024 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Paul Thomas Pavelski | 1843721 | 4 | 06/06/2024 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |