Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Matthew Newcomb McKenzie | 2200274 | 1 | 06/24/2024 | Customer Dispute | Settled | $9,634.00 | $0.00 | See FINRA Report |
| Terrell Todd Bowman | 7382551 | 1 | 06/21/2024 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Sheree Lynn Ziemba | 4057185 | 1 | 06/21/2024 | Customer Dispute | Settled | $15,143.80 | $0.00 | See FINRA Report |
| Anthony John Pitta | 1958029 | 11 | 06/21/2024 | Customer Dispute | Settled | $45,000.00 | $0.00 | See FINRA Report |
| Tiffany Marie Osman | 5814116 | 1 | 06/21/2024 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| John Jay Kersey | 1480524 | 14 | 06/21/2024 | Customer Dispute | Settled | $3,738,370.00 | $0.00 | See FINRA Report |
| Edward Baroncini | 3043354 | 11 | 06/20/2024 | Customer Dispute | Settled | $90,000.00 | $0.00 | See FINRA Report |
| Duane Scott Pellman | 2426979 | 11 | 06/20/2024 | Customer Dispute | Settled | $90,000.00 | $0.00 | See FINRA Report |
| Benjamin Joseph Segal | 1727969 | 1 | 06/18/2024 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Gihan Anil Fernando | 4469669 | 62 | 06/17/2024 | Customer Dispute | Settled | $830,000.00 | $0.00 | See FINRA Report |