Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jason Steven Valavanis | 2453018 | 3 | 11/07/2022 | Customer Dispute | Settled | $35,000.00 | $0.00 | See FINRA Report |
| Michael McRae Dellinger | 4558550 | 4 | 11/03/2022 | Customer Dispute | Settled | $1,580,000.00 | $0.00 | See FINRA Report |
| Robert Charles Mueller | 2647227 | 7 | 11/03/2022 | Customer Dispute | Settled | $1,580,000.00 | $0.00 | See FINRA Report |
| David N Liguori | 5521609 | 1 | 10/28/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael McRae Dellinger | 4558550 | 4 | 10/26/2022 | Customer Dispute | Settled | $1,194,000.00 | $0.00 | See FINRA Report |
| Michael McRae Dellinger | 4558550 | 4 | 10/26/2022 | Customer Dispute | Settled | $1,300,000.00 | $0.00 | See FINRA Report |
| Robert Charles Mueller | 2647227 | 7 | 10/26/2022 | Customer Dispute | Settled | $1,194,000.00 | $0.00 | See FINRA Report |
| Robert Charles Mueller | 2647227 | 7 | 10/26/2022 | Customer Dispute | Settled | $1,300,000.00 | $0.00 | See FINRA Report |
| Darren Keefe Daye | 3032746 | 2 | 10/26/2022 | Customer Dispute | Settled | $130,000.00 | $0.00 | See FINRA Report |
| Jason Perez | 6173735 | 1 | 10/25/2022 | Customer Dispute | Settled | $7,000.00 | $0.00 | See FINRA Report |