Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brannon James Johnson | 6368846 | 1 | 07/25/2024 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jonathan Verne Beukelman | 2633169 | 1 | 07/25/2024 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Francis Dewey Burke | 841681 | 2 | 07/25/2024 | Customer Dispute | Settled | $98,364.10 | $0.00 | See FINRA Report |
| Jeffrey K Johnson | 4769233 | 1 | 07/25/2024 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Shane M Johnson | 5533492 | 1 | 07/25/2024 | Customer Dispute | Settled | $98,364.10 | $0.00 | See FINRA Report |
| Gihan Anil Fernando | 4469669 | 62 | 07/19/2024 | Customer Dispute | Settled | $594,986.00 | $0.00 | See FINRA Report |
| Anthony John Pitta | 1958029 | 11 | 07/17/2024 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |
| Natalie V Kotroba | 2719947 | 2 | 07/17/2024 | Customer Dispute | Settled | $26,008.00 | $0.00 | See FINRA Report |
| John Justin Woods | 1949233 | 59 | 07/15/2024 | Customer Dispute | Settled | $101,464.00 | $0.00 | See FINRA Report |
| Michael Jeremiah Mooney | 4037101 | 52 | 07/15/2024 | Customer Dispute | Settled | $101,464.00 | $0.00 | See FINRA Report |