Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Seymour R Sacks | 408801 | 1 | 12/14/1962 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Roy Detwiler | 66407 | 1 | 11/11/1962 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Theodore Grosack | 230718 | 2 | 11/01/1962 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Richard Henry Felsenthal | 206091 | 1 | 10/12/1962 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Melville Steuart Brown | 32720 | 2 | 09/01/1962 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| George Mark Wood | 471951 | 1 | 06/27/1962 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Raymond Mandel | 318446 | 1 | 05/04/1962 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Avery Leroy Williams | 467470 | 1 | 01/29/1962 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Anthony Garibaldi Susi | 1314381 | 1 | 01/01/1962 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Fred Stein | 434681 | 1 | 12/01/1961 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |