Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Evelyn M Gordon | 225707 | 1 | 04/24/1964 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Elliott Mitchell Hollub | 248855 | 3 | 04/14/1964 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Seymour Edmond Farber | 204367 | 1 | 03/11/1964 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Dale Edward Frey | 214215 | 4 | 01/01/1964 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Mark Clayton Glad | 222573 | 2 | 01/01/1964 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Theodore Grosack | 230718 | 2 | 10/14/1963 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Albert Esau Betar | 20593 | 3 | 08/14/1963 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| William John Lauttamus | 303711 | 1 | 08/08/1963 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Reuben Rose | 1596444 | 2 | 07/15/1963 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Hyman Gomer | 224830 | 2 | 05/13/1963 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |