Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Charles Richard Martin | 321077 | 1 | 04/19/1965 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Ira Peregoff | 360096 | 2 | 04/06/1965 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Charles MacDonald Miller | 334526 | 4 | 02/28/1965 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Samuel Edward Fleischmann | 209656 | 1 | 01/13/1965 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Paul Massari | 322386 | 1 | 12/23/1964 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Wilson Love | 1467137 | 1 | 12/01/1964 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Maurice Jay Cohn | 1313085 | 2 | 11/18/1964 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Grady N Downs | 1094117 | 1 | 09/11/1964 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Benjamin Sheffield Jaffray | 1476913 | 1 | 06/01/1964 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Billie Bruce Beavers | 16036 | 1 | 05/25/1964 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |