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FINRA Broker Disclosures

Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.

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Displaying 38,781-38,790 out of 38,857 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Herman Stanford Kohlmeyer273303202/28/1967RegulatoryFinal$0.00$0.00See FINRA Report
Robert Owen Safford1056808102/28/1967RegulatoryFinal$0.00$0.00See FINRA Report
F Javier Banos11922102/28/1967RegulatoryFinal$0.00$0.00See FINRA Report
Felix Roman Park3564371109/01/1966RegulatoryFinal$0.00$0.00See FINRA Report
Barry Tucker450075508/08/1966RegulatoryFinal$0.00$0.00See FINRA Report
Kenneth Eugene Fisher208661205/16/1966RegulatoryFinal$0.00$0.00See FINRA Report
Sidney Maurice Lerner1230453101/01/1966RegulatoryFinal$0.00$0.00See FINRA Report
Robert Harold Wechter461198111/12/1965RegulatoryFinal$0.00$0.00See FINRA Report
Randall Leo Durschmidt73963110/11/1965RegulatoryFinal$0.00$0.00See FINRA Report
Timothy Collins51366608/31/1965RegulatoryFinal$0.00$0.00See FINRA Report

38,857 Results

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