Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gregory Peter Emmett | 200958 | 1 | 01/01/1968 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Pearne William Billings | 21500 | 1 | 12/28/1967 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Alfred Benedict | 17942 | 7 | 10/16/1967 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Carl William Nolting | 348894 | 3 | 10/02/1967 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Stuart Marshall Beringer | 19404 | 1 | 06/12/1967 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Johnnie Oneal Marshall | 1113551 | 2 | 06/01/1967 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Adolph Louis Bennett | 18177 | 3 | 05/15/1967 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Joseph Vedros | 453952 | 10 | 03/07/1967 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Bruce Marshall Beringer | 19402 | 1 | 03/01/1967 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Edward Grady | 226921 | 8 | 03/01/1967 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |