Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James William Ivey | 255754 | 1 | 10/01/1970 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Patrick Edward Griffin | 229954 | 2 | 09/11/1970 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Alan Joseph Friedman | 214515 | 1 | 08/19/1970 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Reuben Rose | 1596444 | 2 | 08/07/1970 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Donald Stanley Erenberg | 201842 | 1 | 07/17/1970 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Gerald Hoskile Adelson | 1478 | 2 | 07/16/1970 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Irwin Jules Forman | 211278 | 1 | 07/15/1970 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Frederick Joseph Bellamah | 17553 | 5 | 07/02/1970 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Lawrence Novak | 734086 | 1 | 07/01/1970 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Fred Soble Kahn | 263101 | 6 | 06/26/1970 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |