Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Charles John Cooper | 53476 | 1 | 05/05/1972 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Frank Darpel | 61093 | 2 | 05/01/1972 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jack Birnberg | 21960 | 1 | 04/25/1972 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James Cowdery Cohig | 50227 | 4 | 04/21/1972 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Keith Emeric Galli | 216952 | 1 | 04/17/1972 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Melville Steuart Brown | 32720 | 2 | 04/14/1972 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Milton Fried | 214390 | 1 | 04/12/1972 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Albert Lyman Welsh | 2119508 | 1 | 03/13/1972 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Hal Horace Smith | 1107410 | 1 | 03/10/1972 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Frank Barron Fletcher | 209864 | 1 | 03/08/1972 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |