Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Edward Irwin Frankel | 212896 | 2 | 08/10/1972 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Charles Rollin Grandy | 227377 | 1 | 07/21/1972 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Joseph Vedros | 453952 | 10 | 07/05/1972 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James Thomas Mahoney | 2114918 | 1 | 06/26/1972 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Vincent Campbell Banker | 11818 | 1 | 06/12/1972 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Leo Glassman | 222833 | 3 | 06/07/1972 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert John Sims | 425008 | 1 | 06/06/1972 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Benjamin Englander | 201289 | 5 | 06/05/1972 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Franklin Roosevelt Farr | 204679 | 2 | 06/02/1972 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Alexander Peterson | 361444 | 2 | 05/11/1972 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |