Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Bruce Aldo Molinaroli | 337774 | 1 | 05/23/1973 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Joel Lawrence Halpern | 234602 | 11 | 05/18/1973 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Marlan Michael Merhab | 332240 | 3 | 05/18/1973 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Lawrence Wolfred Katz | 265049 | 2 | 05/16/1973 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Richard Burt Feinberg | 205662 | 3 | 05/15/1973 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Timothy Collins | 51366 | 6 | 05/15/1973 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Paul Francis Bertaccini | 20349 | 1 | 05/15/1973 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Alan Stephen Feinberg | 205622 | 2 | 05/15/1973 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jay Vaughn Grimm | 230330 | 2 | 05/15/1973 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Peter Edward Guardino | 231468 | 4 | 05/15/1973 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |