Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Stanton Howard Dorsett | 70660 | 2 | 01/14/1974 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Frederick Rasweiler | 602403 | 5 | 01/11/1974 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Herman Theodore Birr | 21976 | 2 | 01/11/1974 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Walter Wemple Cruttenden | 58203 | 1 | 01/01/1974 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Howard Martin Iglow | 254647 | 1 | 01/01/1974 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Donald William Epifano | 201614 | 2 | 01/01/1974 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James Alfred Price | 2103412 | 2 | 01/01/1974 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Melvyn Stanley Glass | 222774 | 5 | 01/01/1974 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Henry Chester Glogowski | 223174 | 2 | 01/01/1974 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Stephen Ira Golden | 224150 | 3 | 01/01/1974 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |