Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Earl Glasgow | 222706 | 1 | 05/31/1974 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Principe | 367989 | 1 | 05/29/1974 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Roy Gilbert Beck | 16234 | 1 | 05/29/1974 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Brian Michael Greenman | 229163 | 3 | 05/29/1974 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Peter Harry Kambourakis | 263552 | 1 | 05/07/1974 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Irv J Fischer | 208319 | 3 | 05/07/1974 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Scott Calvert | 820059 | 2 | 05/03/1974 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Joel Lawrence Halpern | 234602 | 11 | 04/30/1974 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Eugene Joseph Albanese | 2267 | 4 | 04/30/1974 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Roger Berry Smith | 428859 | 7 | 04/19/1974 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |