Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Joseph Filerman | 207494 | 1 | 06/24/1975 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Richard Schatz | 412683 | 4 | 06/20/1975 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Barry Lee Dahne | 2175647 | 2 | 06/18/1975 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jesse E McLain | 601175 | 2 | 06/16/1975 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Derick Lord Driemeyer | 72028 | 1 | 06/13/1975 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Richard Leroy Sandow | 410403 | 5 | 06/10/1975 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Richard Turchyn | 1057243 | 2 | 06/01/1975 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Barry Lee Axler | 9193 | 2 | 05/30/1975 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Karl Thornfield Oberlin | 350232 | 3 | 05/30/1975 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Karl Thornfield Oberlin | 350232 | 3 | 05/30/1975 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |