Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Marlan Michael Merhab | 332240 | 3 | 10/31/1975 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Roger Taylor Morrison | 601254 | 5 | 10/31/1975 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Richard Lowell Goldman | 224369 | 3 | 10/16/1975 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Gordon Frank Engel | 201133 | 3 | 10/10/1975 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
David Irwin Farber | 204364 | 4 | 10/02/1975 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Frank Vaughn Gardinier | 217655 | 5 | 09/30/1975 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Martin Mallin | 317968 | 2 | 09/09/1975 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Edward Neff Bagley | 10032 | 2 | 09/02/1975 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Salvatore Felice Geswaldo | 221502 | 8 | 08/27/1975 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Bobby Dean Anderson | 4819 | 4 | 08/08/1975 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |