Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Marvin Louis Andringa | 6013 | 1 | 04/01/1976 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Albert Belshe | 17735 | 1 | 03/18/1976 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Vernon Edward Bass | 14441 | 4 | 03/12/1976 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Harry Warren Moses | 341281 | 1 | 03/11/1976 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| William Nicholas Yakobovich | 473907 | 2 | 03/08/1976 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Vernon Edward Bass | 14441 | 4 | 02/27/1976 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Patrick Butler | 701356 | 2 | 02/27/1976 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| George Rolle Dullnig | 73061 | 4 | 02/23/1976 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Eugene Louis Mauro | 1277777 | 4 | 02/23/1976 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| William Fred Feather | 205337 | 1 | 02/23/1976 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |