Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Donald David Geis | 219374 | 3 | 11/12/1976 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Gary Steven Edelston | 1212404 | 1 | 11/11/1976 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Ira Peregoff | 360096 | 2 | 11/09/1976 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Richard Alan Daniels | 60736 | 7 | 11/08/1976 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Morris Harley Fair | 203876 | 8 | 11/01/1976 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Gary Daniel Selkowitz | 418502 | 3 | 10/12/1976 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Gerald Edward Feldman | 205879 | 1 | 10/08/1976 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Edmund Niels Smith | 1783869 | 2 | 10/01/1976 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Albert Esau Betar | 20593 | 3 | 10/01/1976 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
John Edgar Gorely | 225973 | 4 | 09/13/1976 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |