Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Cabell Brooking Birdsong | 21850 | 6 | 12/30/1976 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Richard Eugene Hanson | 236499 | 3 | 12/30/1976 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Lloyd William Tate | 442837 | 3 | 12/28/1976 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Tommy Forrester | 211396 | 1 | 12/28/1976 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Robert John Decanio | 63535 | 11 | 12/27/1976 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Sheldon Joel Wilshinsky | 468818 | 3 | 12/22/1976 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Marlan Michael Merhab | 332240 | 3 | 12/17/1976 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Thomas Joseph Powell | 366790 | 1 | 12/17/1976 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Emil John Skyba | 426026 | 7 | 12/01/1976 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
William Wesley Neighbors | 345741 | 3 | 11/29/1976 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |