Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Frederick Joseph Bellamah | 17553 | 5 | 03/14/1977 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Nicholas Jude Dollwet | 69661 | 2 | 03/09/1977 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James Harold Dean | 63200 | 2 | 03/04/1977 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Peter Edward Guardino | 231468 | 4 | 02/18/1977 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Fredrick Frank Gregory | 229463 | 1 | 02/11/1977 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Allerton Towne | 1212315 | 4 | 02/09/1977 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Derrik Cutten Hoitsma | 248227 | 1 | 01/27/1977 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffry Howard King | 1570133 | 5 | 01/25/1977 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Sheldon Maschler | 1019341 | 6 | 01/21/1977 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Arvid Luther Lokensgard | 311936 | 4 | 01/20/1977 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |