Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Henry Ludford Fenlon | 206207 | 3 | 07/13/1977 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Kenneth Walter Green | 228537 | 1 | 07/12/1977 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas John Gasman | 218552 | 2 | 07/01/1977 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Edward Raymond Foraker | 701437 | 1 | 06/30/1977 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Bruce Kenneth Newell | 1670688 | 1 | 06/22/1977 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jack Galen Nixon | 348522 | 1 | 06/21/1977 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Gudmund Utheim | 451995 | 2 | 06/15/1977 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Paul Kirk | 270637 | 6 | 06/15/1977 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jack Raymond Simpson | 424824 | 1 | 05/31/1977 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Ekdal Schermer | 413132 | 2 | 05/02/1977 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |