Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
George Joseph Fortmann | 211574 | 1 | 08/10/1977 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Arnold Marvin Eagle | 74647 | 1 | 08/09/1977 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Willard Eldon Bransky | 29053 | 2 | 08/05/1977 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Kevin Thomas Brennan | 29806 | 1 | 08/01/1977 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Joseph Thomas Arsenio | 7817 | 1 | 07/27/1977 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Charles Michael West | 500181 | 3 | 07/20/1977 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Steven J Zier | 476523 | 2 | 07/20/1977 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Melvyn Stanley Glass | 222774 | 5 | 07/20/1977 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
William Klatoff Weinstein | 462058 | 1 | 07/19/1977 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Charles MacDonald Miller | 334526 | 4 | 07/19/1977 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |