Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas Tollette | 601298 | 1 | 09/12/1977 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Louise Tyler Abrams | 463 | 1 | 09/12/1977 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Edward William Dressel | 71904 | 1 | 09/10/1977 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Glen Jerrell Lutz | 314818 | 2 | 09/02/1977 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Bryant Forrest Thompson | 1127521 | 8 | 09/01/1977 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Herbert Garrett Frey | 214237 | 19 | 08/30/1977 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Lawrence Thomas Maio | 1579731 | 1 | 08/29/1977 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Edward Foley | 210665 | 1 | 08/23/1977 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Ronald Oreste Granucci | 227624 | 2 | 08/23/1977 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| R Stephen Doyle | 71540 | 1 | 08/23/1977 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |