Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Alan Kenneth Gage | 216360 | 1 | 12/19/1977 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Henry Martin Klausman | 271217 | 11 | 11/30/1977 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Joseph Vedros | 453952 | 10 | 11/28/1977 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| William Charles Burnside | 701329 | 3 | 11/21/1977 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Morris Harley Fair | 203876 | 8 | 11/21/1977 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Randolph Page Griffin | 229962 | 1 | 11/14/1977 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jerry Lee Parker | 356642 | 2 | 11/09/1977 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James Helba | 242127 | 3 | 11/04/1977 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel Walker McIntyre | 328433 | 7 | 11/02/1977 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Gary John Parlapiano | 356975 | 1 | 11/01/1977 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |