Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Richard Carl Naso | 1547024 | 4 | 01/23/1978 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Royal Willis Carson | 41939 | 1 | 01/04/1978 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Anthony Podesta | 1976210 | 1 | 01/03/1978 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Augustus Armand La Chance | 1424160 | 1 | 01/01/1978 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Melvyn Stanley Glass | 222774 | 5 | 01/01/1978 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Melvyn Stanley Glass | 222774 | 5 | 01/01/1978 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Gerald Lee Zentz | 476312 | 1 | 12/29/1977 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Kenneth Scott Fuller | 215633 | 2 | 12/27/1977 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Alan Dean Bush | 36885 | 4 | 12/22/1977 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Marilyn Meiselman Benjamin | 1058046 | 1 | 12/19/1977 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |