Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Richard Carlton Smith | 428633 | 1 | 12/18/1978 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James Edward Otzko | 821399 | 3 | 12/04/1978 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jerome Martin Butkus | 37126 | 3 | 12/04/1978 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Abraham Feldesman | 205834 | 1 | 12/04/1978 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Glenn Arden Williams | 1196424 | 1 | 12/01/1978 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Laile Landauer | 301411 | 2 | 11/30/1978 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jorge L Lopez-Balboa | 312625 | 2 | 11/20/1978 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Harold N Peremel | 360115 | 3 | 11/17/1978 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Steven J Zier | 476523 | 2 | 11/15/1978 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| William Michael Goblirsch | 223375 | 4 | 11/15/1978 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |