Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Douglas Peter Mikel | 839497 | 7 | 02/14/1979 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Charles Albert Messier | 332658 | 1 | 02/07/1979 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Peter Paul Baruch | 14217 | 1 | 02/06/1979 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Lawrence Gene Adelman | 1453 | 3 | 02/06/1979 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Felix Roman Park | 356437 | 11 | 02/01/1979 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James Cowdery Cohig | 50227 | 4 | 02/01/1979 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Theodore Vincent Abbruzzese | 192 | 1 | 02/01/1979 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Franklin Lamar Watson | 460030 | 4 | 01/31/1979 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Barry Mansfield | 2092028 | 2 | 01/31/1979 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Curtiss Newell Adamy | 1372 | 1 | 01/31/1979 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |