Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Arthur Rafkind | 1797087 | 5 | 04/24/1979 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Aloysius Barrett | 13422 | 1 | 04/23/1979 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Frederick Joseph Bellamah | 17553 | 5 | 04/23/1979 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Anthony Lawrence Fedele | 1898318 | 1 | 04/14/1979 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Marshall Hardy Johnson | 259893 | 2 | 04/12/1979 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| David Tracy Putnam | 500016 | 2 | 04/09/1979 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Samuel Clifford Munhollon | 813056 | 5 | 03/30/1979 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Vaughn Thomas Hale | 1025723 | 1 | 03/30/1979 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Silvio James Fassio | 204994 | 1 | 03/30/1979 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James Helba | 242127 | 3 | 03/28/1979 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |