Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Eugene Abraham Naparst | 344859 | 3 | 07/23/1979 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Herbert John Gee | 219221 | 11 | 07/23/1979 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Alan Sidney Pearlstein | 358849 | 2 | 07/20/1979 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Leighton Huske | 253893 | 1 | 07/18/1979 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Larry Haskel Friend | 214793 | 2 | 07/16/1979 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Harold William Gorden | 225608 | 5 | 07/13/1979 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Vernon Jacob Giss | 222445 | 4 | 07/09/1979 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Dean Ellis Vandonge | 1717399 | 2 | 07/01/1979 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Frank Lewis Hoyle | 850894 | 2 | 06/27/1979 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Frank Lewis Hoyle | 850894 | 2 | 06/27/1979 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |