Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Timothy Lee Voorhees | 856280 | 1 | 09/13/1979 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel J Engard | 201095 | 1 | 09/11/1979 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Henry Groth | 231092 | 3 | 09/07/1979 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Richard Alan Daniels | 60736 | 7 | 09/06/1979 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Austin Wilkins | 467173 | 1 | 09/06/1979 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Frank Harmon Black | 22451 | 12 | 09/05/1979 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Edmund Francis Foley | 210594 | 1 | 09/04/1979 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Lawrence Allen Krause | 275153 | 8 | 08/27/1979 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Charles Hake | 233693 | 1 | 08/24/1979 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Brian Joseph Mulkeen | 830870 | 3 | 08/24/1979 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |