Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Stivender Holbrook | 1455973 | 4 | 04/18/1980 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jonathan David Schlackman | 839420 | 3 | 04/17/1980 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Phillip Andrew Johnson | 501352 | 7 | 04/15/1980 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Edward Benedict Fox | 212171 | 6 | 04/15/1980 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Myron Lee Blackman | 812719 | 2 | 04/11/1980 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Paul Stanly Whitaker | 502837 | 1 | 04/05/1980 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Neil Trotta | 449594 | 6 | 04/01/1980 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| J. Michael Michael Norton | 1032265 | 2 | 04/01/1980 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| David Lee Ullom | 451440 | 5 | 03/31/1980 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Herbert Arthur Diamant | 603117 | 4 | 03/28/1980 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |