Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mary Grace Fischetti | 208406 | 2 | 05/23/1980 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Peter Kenneth Loeb | 311574 | 1 | 05/22/1980 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Howard George Berg | 600368 | 2 | 05/22/1980 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Richard Noonan | 348957 | 1 | 05/16/1980 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Walter Thomas Strother | 869267 | 1 | 05/16/1980 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Willard Jonathan Tillotson | 447018 | 2 | 05/14/1980 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Raul S Aguilar | 1859 | 2 | 05/14/1980 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Frank Harmon Black | 22451 | 12 | 05/11/1980 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Samuel Wells Freed | 213559 | 1 | 05/08/1980 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Terry Lee Vandelinde | 1146594 | 2 | 05/01/1980 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |